1) The securities firm, after deregulation of the financial services industry, was moving from a product to a service focus.

2) Co. have sued the securities firm for alleged racial discrimination over an electronic mailing they said contained racist jokes.

3) Conflict: Because the bank is affiliated with the securities firm it has an interest in the success of the underwriting activity.

4) The new managers in the securities firm did not get such feedback from subordinates.

5) The world's largest bank and securities firm by market capitalization are now both Chinese.

6) Article 10 The entrusted securities firm should undertake custody fee and business operation cost during custody.

7) The securities firm shall employ ongoing training to improve the professional ethics of wealth managers.

8) Article 26 The credit and debt the securities firm will not change because of the revocation.

9) Article 20 A securities firm shall establish its business premises at the registered office, and may not share its business premises with other securities firms.

10) We are a well - established securities firm, since 1972, operating office in Central.

11) Article 15 A securities firm shall wait until this Corporation signs and returns the market usage contract, and paid the settlement and clearing fund before it may trade in the Exchange.

12) Nevertheless, a securities firm provides quotes anonymously, the GTSM will disclose only the quotation information.

13) Article 15 Failure by a securities firm to its payment and settlement obligation constitutes default.

14) No foreign majority - owned securities firm or fund management company exists in China.

15) A securities firm shall fully disclose the fee schedule and itemized thereofproducts and services it provides.

16) Securities firm and investment banks; How could Lehman Brother and Merrill Lynch fail?

17) This observation was made by a new branch manager in a securities firm.

18) Managers in the computer company found it somewhat easier to establish supportive peer relationships than those in the securities firm.

19) Securities regulatory authority State Council should coordinate and supervise administrative restructuring of the securities firm.

20) Remove the restriction that the domestic partner in a JV securities firm has to be an existing domestic securities firm.

21) The cuts also show how Mr.Lewis won't necessarily act provincially as he absorbs a prominent New York securities firm.

22) He joined Nomura Group(),(http:///securities firm.html) the largest investment bank and securities firm in Japan in 1979.

23) This research's data comes from the online investors'trading information of a securities firm.

24) Remove the restriction that the domestic partner in a JV securities firm has to be an existing securities firm.

25) Where the conduct of wealth management business by a securities firm will involve operation of foreign exchange business, the consent of the Central Bank shall first be obtained.